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Compliance Case Studies

Evidence of Success

We believe the measure of a first class consulting organization is not what is promised, but more importantly what is delivered. It is our consistent over achievement against expectations that accounts for the fact that over 75% of our consulting projects come from existing VMS customers. We believe this is directly related to our subject-matter and domain knowledge expertise; our professionalism; our customer-centric culture and our affordability.

For a better sense of VMS and as evidence of success, we encourage you to look through the Case Study examples in this section. They are not only examples of how we conduct our business but they are also testimonials to our professionalism and integrity.

VMS Case Study AML Compliance Program >>

VMS Case Study Compliance Risk Audit Frameworks >>

VMS, LLC is listed in the FINRA Compliance Vendor Directory and has been accepted as a Independent Compliance Consultant by the SEC.

Contact Ellen McCarthy 917-608-8020 [email protected] for more information or to book a free initial session to discuss your needs.